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Trade Service Operations Compliance Manager

  • Location: Tempe, Arizona, 85281
  • Job Type:Permanent

Posted 3 months ago

Terrific PERMANENT Opportunity with a FULL suite of benefits! 

As one of the world's leading financial institutions in the world, our client is continuously innovating in today's digital age. If you want to work for a company that's not only a household name, but also truly cares about satisfying customers financial needs and helping people succeed financially, apply today.

Role: Trade Service Operations Compliance Manager
Locations Monterey Park, CA, Tempe, AZ or Charlotte, NC
Salary: $150,000 - $165,000 (DOE) + bonus

Job Summary:

The TSO Compliance Manager provides oversight for the Trade Service Operations Compliance functions. The role requires a deep understanding of sanctions compliance including BSA/AML, OFAC and Anti-boycott. The position requires a strong understanding of all international Trade Finance products and documentation including, Import, Export, and Standby Letters of Credit, and International Collections.

Major Responsibilities:

The TSO Compliance Manager will be responsible for the building and maintaining the overall framework for the Trade Service Operations Compliance program.

Responsibilities will include:

  • Lead a team of 10-12 Trade Finance Compliance associates performing First Line of Defense reviews of escalated Trade Finance transactions.
  • Oversee the daily monitoring and resolution of BSA/AML, OFAC and Anti-boycott issues escalated from the Trade Service Operations processing teams.
  • Develop and maintain the overall Trade Finance Compliance Quality Assurance Framework.
  • Monitor Trade Finance Sanctions watchlists program to ensure TSO applications are regularly updated with current watchlists.
  • Maintain, report and periodically review compliance performance metrics, including identifying Key Risk Indicators and Key Performance Indicators.
  • Liaison with Global Financial Control Division, Business Unit Risk Management, America’s Compliance Division and Global Trade Finance to ensure ongoing compliance with all applicable policies and procedures.
  • Develop and implement efficient and effective compliance programs for the Trade Service Operations Control and Monitoring team.
  • Develop, recommend, and implement effective compliance strategies, policies, and procedures.
  • Ensure that the Trade Service Operation maintains compliance with federal and state laws and regulations and ensure that line managers are adequately informed.

Additional Information:

  • Minimum of 10 years of related experience in Commercial Trade Finance products, international products, international operations, auditing, or other significantly regulated areas of banking.
Why you’ll like working here:
  • Competitive salary
  • 401(k) employee matching program
  • Cash balance pension plan
  • Medical, dental, vision, and life insurance
  • Pre-tax commuter benefits
  • Flexible work arrangements
  • Flexible-spending accounts