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Regulatory Analyst

  • Location: New York, 10013
  • Salary: $83 - $90 / hour
  • Job Type:Contract

Posted 25 days ago

Grow your career with an innovative global bank in New York, NY as a Regulatory Analyst to assist with a Regulatory compliance program for regulated entities (Swap Dealers, Futures commission merchants). 6-month contract with excellent growth potential. Will be required to be onsite 2-3 days per week.

Responsibilities include:    
•    Drafting Swap Dealer and Future Commission Merchant (FCM) policies and procedures
•    Developing Swap training content and monitor completion of required training
•    Helping to support Swap Dealer Regulatory Exam requests and meetings
•    Supporting the drafting of Swap Dealer and FCM compliance governance reports and Annual Compliance Reports.
•    Helping to develop Volcker Rule training content and monitor completion of required training
•    Executing certain regulatory change management program responsibilities for swap dealers, broker-dealers and CGMI. 
•    Reporting for regulatory initiatives. Ability to create reports in Excel.

•    5+ years of experience in US Regulatory arena.
•    Must have US Regulatory experience and Derivatives from the broker dealer side.
•    Large US banking experience (derivatives/ swaps).
•    Strong policy drafting experience. Experience in Policy writing for regulatory governance. 
•    Strong skills in MS Excel and PowerPoint.
•    Good writing & presentation skills, excellent communication
•    Bachelor’s degree.

About our client
Our client stands as one of the world's most renowned global banks and trusted brand with over 200 years of continuously evolving financial services. Its teams provide unique insights to more than 200 million clients and enable progress all over the world. While growing your career, you will work alongside some of the smartest minds in the industry who are excited to share their knowledge and to learn from you.