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Compliance Specialist

  • Location: Lake Saint Louis, 63103
  • Salary: $40.59 - $45.74 / hour
  • Job Type:Contract

Posted 19 days ago

Outstanding long-term contract opportunity! A well-known Financial Services Company is looking for a Compliance Specialist in Saint Louis, MO (Hybrid).

Work with the brightest minds at one of the largest financial institutions in the world. This is long-term contract opportunity that includes a competitive benefit package!  Our client has been around for over 150 years and is continuously innovating in today's digital age. If you want to work for a company that is not only a household name, but also truly cares about satisfying customers' financial needs and helping people succeed financially, apply today.

Contract Duration: 6 Months

Required Skills & Experience

  • 2+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

What You Will Be Doing

  • Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements.
  • Oversee the Front Line's execution and challenges appropriately on compliance related decisions.
  • Support the oversight or monitoring of a risk-based compliance program.
  • Provide support in developing and overseeing standards with some business and functional knowledge.
  • Provide compliance risk insight and support projects and initiatives with low to moderate risk for a business line or functional area.
  • Work with a business unit, a defined set of rules and regulations on low to moderate risk compliance matters.
  • Support the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management.
  • Provide direction to the business on developing corrective action plans and effectively managing regulatory change.
  • Provide support in reporting findings and drafting recommendations to management.
  • Support and implement initiatives with low to moderate risk. Interact with team to support risk oversight and monitoring.
  • Manage and ensure accuracy of data.
  • Troubleshoot system issues to determine root cause.
  • Research and implement new regulatory rules and manage other Registration Team related projects.
  • Identify and recommend opportunities for process improvement and risk control development.
  • Establish and maintain effective relationships with various teams.
  • Make decisions and resolve issues to meet business objectives.
  • Interpret policies, procedures, and compliance requirements.
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals.
  • Interact with internal customers.
  • Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements.