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Compliance Analyst

  • Location: Birmingham, Alabama, 35210
  • Job Type:Permanent

Posted about 1 month ago

Are you an experienced SOX Compliance Analyst looking for your next opportunity? Come join a world class distribution organization that will provide the knowledge required to manage, coordinate and support the Yearly SOX and PCI Compliance Audit process.  Manage the audit process with a high degree of success, which should result in compliance for SOX & PCI each year with a high percentage of controls met with minimal deficiencies.  Coordination with both internal audit and external audit entities.  Execute the steps required for SOX IT Controls in our daily operations. 


  • SOX Audit Process which includes several phases: Walkthrough, Privilege User Testing, Interim Testing, Year-end Testing and Remediation
  • PCI Audit process which will include a review of PCI scope, collection of evidence and review of any potential gaps
  • Self-Testing Function
  • Participate in the governance process by supporting and enforcing the SOX IT Controls 


  • In Depth knowledge of PCI DSS
  • Understanding of SOX Controls and Requirements.
  • Review all controls to gain an understanding of controls that are in place
  • Provide Subject Matter Expert opinion on compliance issues and requests
  • Make recommendations for new controls or changes to current controls as needed
  • Participate in all Audit Calls
  • Coordinate the collection of evidence requested by the auditors
  • Review evidence to be sure it fulfills the request prior to providing it to the auditors
  • Keep the audit process on task and within the scope that has been agreed upon
  • Work with other departments as needed to collect evidence and determine what would best fulfill the request
  • Meet agreed upon deliverables for the delivery of requested evidence
  • Maintain a current status for each of the audit phases
  • Report to management progress on a regular basis
  • Report any potential deficiencies to management as soon as they are identified
  • The audit position provides good customer service to the auditors keeping them informed, responding to their requests in a timely manner and assist them when necessary.
  • Perform Self Testing for SOX IT Controls
  • Support Annual Audits by providing the test evidence and documentation as requested during testing for compliance with IT SOX and PCI audit requirements
  • Participate in the governance process to enforce and support the PCI & SOX IT Controls
  • Regular communications with all IT departments managers and staff, primarily Tech Support, LAN, Communications, Applications Development, DevOps/Change Management and Quality Assurance
  • Internal & External Audit and some managers on the business side of the company
  • Supports company safety and health programs
  • Have a clear understanding of emergency procedures and responsibilities

Education & Experience              

  • Strong technical comprehension of many technologies including, Open System Application Development, LAN (Server and PC end-points), MS Office, Network, Databases, Security Controls and Operations, Internet technologies.
  • Project planning and execution
  • Must communicate effectively, both verbally and in writing
  • Bachelor’s Degree is required
  • Minimum of 5 years IT Audit/Compliance experience
  • Certifications from Audit, Cyber Security, or Compliance Organization

This position comes with a full suite of benefits. The dress code is business casual, the work space is a cubicle and parking is free.